Compliance Review Specialist

Compliance Review Specialist

Responsible Life, one of the UKs leading later life lending specialists, are looking for a File Review Specialist to join our award-winning team based in the stunning Royal William Yard.

Our Compliance Review Team provides a vital function to our network of Advisers, assisting them with case file reviews. Supported by a friendly and hardworking team of Administrators, this role will involve assessing both the suitability and accuracy of the information and advice provided to customers, as well as identifying any potential risks before file sign-off.

Due to the nature of the role, this position would be particularly suitable for someone with a background in Financial Services.

Responsibilities will include:

  • Undertaking case file reviews to ensure they meet the highest of standards.
  • Assessing the suitability of the advice provided and accuracy of the information gathered.
  • Identifying any risks based on the advice provided.
  • Daily liaison with Advisers to offer any relevant assistance with processes.
  • Internal communication with the Compliance team regarding any issues or concerns.
  • Once reviewed, signing off the file as completed.

As a File Review Specialist, you will be naturally detail orientated and have previous experience working in a role where a methodical approach and high levels of concentration are essential. This position would suit someone with a great sense of humour, who thrives in a busy working environment and enjoys supporting their colleagues.

Experience, Attributes & Qualifications:

  • CeMAP or equivalent is essential for this role, CeRER desirable
  • Exceptional attention to detail, with the ability to work systematically
  • The desire to work both individually, and as part of a wider team
  • Excellent IT skills
  • Strong communication skills

This is a fantastic opportunity to join a dedicated and supportive team, as part of an organisation poised for exciting growth in 2021 and beyond!

If you have the relevant skills and are looking for a new challenge please apply with your CV or forward your details to our Talent Acquisition Specialist Jenn, at Jenn.Scott@responsible.co.uk

 

Please see the below link to our Recruitment Privacy Notice that will give you more information on how we process applicant data for recruitment purposes:

https://www.responsiblelife.co.uk/wp-content/uploads/2019/06/responsiblelife-recruitment-privacy-policy.pdf